HANDBOOK FOR THE FIFTH CYCLE OF
ACADEMIC PROGRAM REVIEW
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Fall 1999
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Office of Academic Affairs
1600 Holloway Avenue San Francisco, California 94132
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CHAPTER 3---FORMAT AND GUIDELINES FOR PREPARING THE SELF-STUDY REPORT
A program's self-study report develops from the processes
described in the preceding chapter. The current chapter provides instructions for the
actual preparation of the self-study report, including the cover page and table of
contents.
The report should be concise, focus on the key issues, and
provide a frank and balanced view of the program(s) reviewed. As the self-study report is
prepared, the issues raised in the guidelines should be referred to and included in the
report as pertinent to the program. Other issues of importance to the program should be
addressed and placed within one of the major sections or within another appropriately
labeled section.
Recommendations regarding issues related to the curriculum,
faculty, students, and resources should appear in their respective sections. The rationale
behind each recommendation should be based on the analyses of the program's current status
in each of these areas and should be described within these sections. A summary listing
(without the rationale) of each recommendation should be provided in the Executive Summary
under section 1.3.
The narrative for Sections 2.0-5.0 should be no longer than
fifty (50) pages. Shorter can definitely be better.
If there are several degree programs under review, the
instructional unit should describe all of them in a single report rather than preparing
separate reports for each one. However, each degree program must be treated separately in
the report.
Self-study reports from other programs are available in the
Office of Academic Affairs for anyone who may wish to review them.
Cover Page
Example 3-1 illustrates a sample cover page to accompany the
self-study report. Instructions for completing the cover page are as follows:
- Name of instructional unit: The school, department, or program
offering the academic program.
- List of academic programs: Include official titles of
authorized degrees and concentrations. Include any program added within the last five
years. Such programs are not usually required to be reviewed; however, the faculty may
wish to comment on these programs in the self-study report and provide information
regarding their present status.
- Date: Date the self-study report was completed.
EXAMPLE 3-1: Sample Cover Page to Accompany the Self-Study Report
SAN FRANCISCO STATE UNIVERSITY
ACADEMIC PROGRAM REVIEW SELF-STUDY
(NAME OF INSTRUCTIONAL UNIT)
Programs:
B.A. in ------
B.S. in ------
B.S. in ------
Concentration in-----
Concentration in-----
Concentration in-----
M.A. in-----
M.S. in-----
Joint Ph D. in-----
(DATE)
The enclosed self-study report has been
reviewed by the faculty in the instructional unit and is now submitted for external
review.
(signature of Department or Program
Head) |
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Department/Program
Head |
Date |
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|
Draft
have been read and deemed ready for external review by: |
|
(signature of College Dean) |
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College Dean |
Date |
(signature of Gail Whitaker) |
|
Associate Vice President for Academic Program Development |
Date |
- Dated signature of department/program head: This signature
serves to verify that there has been widespread faculty participation, including faculty
in interdisciplinary programs, in the preparation of the self-study report and that the
faculty are aware of all findings and recommendations.
- Dated signatures of the College Dean and AVP for Academic
Program Development: These signatures indicate that the self-study report is complete and
ready for external review. They do not necessarily indicate agreement with the
recommendations in the self-study report.
Table of Contents
Example 3-2: Sample Table of Contents for the Self-Study Report
Section |
Page
Number |
1.0
EXECUTIVE SUMMARY |
XX |
1.1 Brief History of the Program(s) |
XX |
1.2 Brief Synopsis of the Previous
Program Review Recommendations |
XX |
1.3 Summary of Present Program
Review Recommendations |
XX |
1.3.1 Curricular Recommendations |
XX |
1.3.2 Faculty Recommendations |
XX |
1.3.3 Student Recommendations |
XX |
1.3.4 Resource Recommendations |
XX |
2. THE CURRICULUM |
XX |
2.1 Program Goals |
XX |
2.2 Current and Anticipated Future
Trends |
XX |
2.3 Descriptions of Degree Programs |
XX |
2.4 General Education and Service
Courses |
XX |
3. THE FACULTY |
XX |
3.1 How the Faculty Is Able to
Deliver the Curriculum |
XX |
3.2 Professional Activities of the
Faculty |
XX |
4. THE STUDENTS |
XX |
4.1 Analysis of Student Data |
XX |
4.2 Student Recruitment and
Retention |
XX |
4.3 Advising |
XX |
5.0 RESOURCES |
XX |
5.1 Instructional Support |
XX |
5.2 Resource Management |
XX |
List of Tables |
XX |
List of Appendices |
XX |
Section Guidelines for the Self-Study Report
Example 3-2 illustrates a sample Table of Contents for the
self-study report. The following pages describe the contents of each section. Section
numbers are keyed to the numbers on the sample Table of Contents page.
1.0 EXECUTIVE SUMMARY
1.1 Brief History of the Program(s):
- Describe the origins of the program(s).
- Identify other programs with which this program has been/is
affiliated.
- Include information about any significant additions to the
program(s) since its (their) first creation.
- Highlight the major changes occurring in similar programs in
other institutions.
1.2 Brief Synopsis of the Previous Program Review
Recommendations:
- Refer to the MOU produced for the Fourth Cycle of Academic
Program Review. You may also wish to include comments made in the program review documents
that provided the basis for the MOU.
- Include the rationale for recommendations which were deferred
or abandoned since the previous program review.
- Include any issues from the last review that are still
pending. Refer to the appropriate section(s) in this self-study report where these issues
are addressed.
- Summary of Present Program Review Recommendations:
- List the recommendations in this self-study under the
appropriate subsection as follows: (Do not discuss or describe their rationale
here.)
1.3.1 Curricular Recommendations
1.3.2 Faculty Recommendations
1.3.3 Student Recommendations
1.3.4 Resource Recommendations
- For each recommendation, refer to the section(s) in this
self-study where the issues, rationale, and recommendations are discussed in detail.
2.0 THE CURRICULUM (Discuss each undergraduate and
graduate program separately.)
Make recommendations for the program in this area within the
appropriate subsections. Provide the rationale for them in light of the information
collected and analyzed. A summary listing of the recommendations (without their rationale)
is to be provided in Section 1.3.1 with references to the appropriate subsections here.
2.1 Program Goals:
- Discuss program goals in light of the previous review
recommendations.
- Highlight the process used for regularly reviewing learning
objectives, courses, and curricular structures. Evaluate and revise, as appropriate, the
intended learning outcomes of all the programs being reviewed.
- Describe the long-range planning of the program in
relationship to the program's goals and learning objectives, and the results of such
planning.
- Evaluate the procedures in place for collecting and analyzing
evidence that program goals are being achieved. Include procedures that are in place for
assessing student learning.
- Evaluate the results of efforts to assess and to improve
student learning through changes in pedagogy.
- Current and Anticipated Future Trends:
- Describe current trends in the discipline.
- Compare your programs to other similar programs in light of
professional and local standards in the discipline. Evaluate areas where there are
differences.
- Describe the use of community advisory boards or appropriate
alternatives, where such bodies exist, to help maintain the currency of your academic
programs.
2.3 Descriptions of Degree Programs:
- Describe the current curriculum for each degree program.
Include, in an appendix, catalog descriptions of each degree program.
- Discuss all curricular changes since the last review,
including changes that were completed, are pending, or are now being proposed. Include the
rationale for these changes. Describe the process by which curricular changes are made.
List other disciplines and college or university administrative offices that would be
consulted in this process.
- Describe how the curriculum integrates and enhances
students basic skills, including critical thinking, written and oral communication,
quantitative reasoning, and information access competence. Describe how this basic skill
development is promoted and reviewed within the major program.
- Describe how multicultural issues are addressed in each
program. (See appendices for references to existing university policy on multicultural
perspectives in the curriculum.)
- Summarize in a table how often required and elective courses
have been offered. (See Example 3-3 for a sample table.)
Example 3-3: Sample Table of Course Rotation Schedule
(Number in cell indicates number of sections
offered in that semester.)
COURSE |
F96 |
S97 |
F97 |
S98 |
F98 |
S99 |
F99 |
S00 |
F00 |
S01 |
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Required: |
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BUGS 230 |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
BUGS 231 |
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2 |
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2 |
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2 |
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2 |
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2 |
BUGS 330 |
2 |
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2 |
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2 |
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2 |
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2 |
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BUGS 335 |
1 |
1 |
1 |
1 |
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2 |
1 |
1 |
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2 |
BUGS 442 |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
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2 |
1 |
BUGS 580 |
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2 |
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2 |
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2 |
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2 |
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2 |
BUGS 670 |
2 |
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2 |
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2 |
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2 |
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2 |
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Elective: |
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BUGS 331 |
1 |
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1 |
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1 |
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1 |
BUGS 366 |
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1 |
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1 |
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1 |
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BUGS 490 |
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1 |
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1 |
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1 |
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BUGS 561 |
1 |
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1 |
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1 |
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1 |
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1 |
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ANTS 456 |
1 |
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1 |
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1 |
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1 |
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1 |
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BEES 567 |
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1 |
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1 |
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1 |
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1 |
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1 |
- Describe the use of introductory courses/experiences which
expose students to discipline-specific demands and ways of knowing, set standards of study
in the discipline, provide feedback on the quality of student work, and identify
opportunities to meet expected standards.
- Describe any curricular bottlenecks, (e.g, required or
prerequisite courses which are either oversubscribed in enrollment or offered so
infrequently as to impede student progress), and explain what is being done to alleviate
such problems.
- Describe to what extent your program is interdisciplinary. If
you consider it to be interdisciplinary, explain its interdisciplinary philosophy and how
the curriculum reflects that philosophy.
- Describe the required culminating experiences for all graduate
degree programs. Evaluate how these experiences affect the ability of students to graduate
in a timely manner. Include the rationale for the type of experiences offered (thesis,
oral exam, written exam, etc.), completion rates, and average time to degree.
2.4 General Education and Service Courses
- Evaluate the goals of General Education courses taught in the
program. What and/or how are multicultural issues raised in these courses? Include any
bottlenecks in the delivery of General Education courses.
- Evaluate any service courses. From the perspective of the
departments/programs being served, evaluate how well the courses meet their needs.
- Describe conflicts, in terms of resources, between General
Education and/or service courses and courses required for the major.
3.0 THE FACULTY
Make recommendations for the program in this area within the
appropriate subsections. Provide the rationale for them in light of the information
collected and analyzed. A summary listing of the recommendations (without their rationale)
is to be provided in Section 1.3.2 with references to the appropriate subsections here.
- How the Faculty Is Able to Deliver the Curriculum
- Summarize, in separate tables, faculty information regarding
rank, gender, ethnicity, and age. (See Examples 3-4 through 3-7.) The formats illustrated
should be used so that faculty are not identified by name.
Example 3-4: Sample Table of Faculty Distribution by Rank
FALL 1999 |
RANK |
#
OF FACULTY |
Professor |
6 |
Associate Professor |
3 |
Assistant Professor |
3 |
Lecturer |
4 |
Graduate Teaching Asst. |
0 |
TOTAL |
16 |
Example 3-5: Sample Table of Faculty Distribution by Gender
FALL
1999 |
GENDER |
#
OF FACULTY |
Female |
7 |
Male |
9 |
TOTAL |
16 |
Example 3-6: Sample Table of Faculty Distribution by Ethnicity
FALL
1999 |
ETHNICITY |
#
OF FACULTY |
Caucasian |
8 |
Chinese |
4 |
Southeast Asian |
1 |
Chicano/Latino |
3 |
TOTAL |
16 |
Example 3-7: Sample Table of Faculty Distribution by Age
FALL 1999 |
AGE |
# OF FACULTY |
<30 |
0 |
30-34 |
2 |
35-39 |
1 |
40-44 |
3 |
45-49 |
3 |
50-54 |
2 |
55-59 |
2 |
60-64 |
2 |
65-69 |
1 |
70+ |
0 |
TOTAL |
16 |
- Provide a table displaying the workload matrix that
lists the current faculty, including part-time faculty and graduate teaching assistants,
by their areas of specialization and workload. (See Example 3-8.)
- Evaluate the instructional units investment of faculty
and other resources in the graduate program(s) as compared with the undergraduate
program(s).
- Review your long-term hiring plans in light of programmatic
needs and expected retirements.
Example 3-8: Sample Faculty Workload Matrix
(Number in parenthesis indicates
number of sections taught)
Faculty Names
Courses |
Janeway |
Spock |
Worf |
Picard |
LaForge |
Troi |
Propulsion 1 |
Fall (3) |
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Propulsion 2 |
Spring (3) |
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Teleporting 1 |
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Fall (2) Spring (2) |
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Teleporting 2 |
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Fall (2) Spring (2) |
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Replicator Design
(banked) |
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Warp Control
(6 units w/lab) |
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Spring (2) |
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Alien Humanities |
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Fall (1) |
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Alien Art Forms |
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Spring (1) |
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Tricorder Medicine |
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Fall (4) Spring (4) |
Non-Interference
Principles (GE) |
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Fall (3) Spring (3) |
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Other Assignments |
.20 UPC |
.20 Grants |
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Dept. Chair |
Fall sabbatical |
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Include information on release and assigned time,
sabbaticals, leaves, etc.
A single table will suffice for workloads relatively stable
from year to year
- Summarize and evaluate the mechanisms in place to evaluate
teaching effectiveness.
- Summarize the results of student evaluations of teaching
effectiveness in the program as a whole and how these are used to improve teaching.
- Evaluate how graduate students are trained and supervised, if
they teach in the program.
3.2 Professional Activities of the Faculty
- Summarize and evaluate the professional growth and achievement
activities of the faculty as a whole in the areas of
- research and publications;
- creative works;
- professional leadership; and
- grant activity.
- Summarize and evaluate the service activities of the faculty
as a whole.
- Summarize and evaluate the effectiveness of cross-disciplinary
and inter-disciplinary linkages and collaborations between your faculty and faculty in
other disciplines within the college and in other colleges of the University.
- Summarize and evaluate the interactions between your faculty
and the community at large.
- Attach current resumes for all tenured/tenure track faculty
and full-time lecturers.
4.0 THE STUDENTS
Make recommendations for the program in this area within the
appropriate subsections. Provide the rationale for them in light of the information
collected and analyzed. A summary listing of the recommendations (without their rationale)
is to be provided in Section 1.3.3 with references to the appropriate subsections here.
4.1 Analysis of Student Data
- Compare gender and ethnicity ratios of program majors with
those of
(a) the University at large and
(b) your college(s).
- Analyze student information from the past five years regarding
(a) number of applicants to the program;
(b) number of majors; and
(c) number of graduates.
- Analyze student responses to program questionnaires, exit
interviews, and alumni surveys. What key issues and recommendations emerge from student
perspectives?
- For graduate programs, describe and evaluate the involvement
of graduate students in research and scholarship activities (exhibitions, public
presentations, publications, etc.)
- Describe and evaluate where your students go after completing
your degree programs regarding employment and graduate programs.
- Summarize and evaluate student data in terms of the program's
goals in addressing the diversity and educational needs of our particular multicultural,
multiethnic student population.
4.2 Student Recruitment and Retention
- Describe and evaluate the process for student recruitment and
retention. In particular, describe any process for recruiting and retaining
underrepresented students. In light of the data in section 4.1 above, what effects, if
any, have resulted from these efforts?
- Describe and evaluate the mechanisms in place for ensuring
that students are graduating in a timely manner, including reference to scheduling efforts
which promote this.
- Evaluate any scholarship and other outreach activities of the
program.
- Include representative samples of student brochures and/or
websites describing your programs in an appendix.
4.3 Advising
- Evaluate student advising procedures. Include representative
samples of advising materials (including electronic resources such as websites) in an
appendix.
- Identify special assistance, services or activities which are
regularly provided to students by the program.
5.0 RESOURCES
Make recommendations for the program in this area within the
appropriate subsections. Provide the rationale for them in light of the information
collected and analyzed. A summary listing of the recommendations (without their rationale)
is to be provided in Section 1.3.4 with references to the appropriate subsections here.
5.1 Instructional Support
- Evaluate the adequacy of library holdings and related
informational resources in support of instructional programs.
- Analyze the adequacy and effectiveness (with regard to their
effects on the program) of the program's clerical and technical support staff, other
instructional support, and facilities.
- Identify any external funding (contracts, grants, gifts, etc.)
received by the program to support its instructional program.
- Prioritize any identified instructional support needs in order
of importance to the program.
5.2 Resource Management
- Summarize program assigned FTES, FTEF, and SFR for the period
under review. Describe resource utilization in relation to level of instruction. Include
the appropriate data in tables or an appendix.
- Describe and evaluate the process for distribution of
resources within the program and how the resource management plan enhances the program.
- Describe the extent to which faculty are involved in program
governance. Attach a chart or table of the program committee structure, with the current
membership.
- Identify and evaluate the effectiveness of any efforts the
program is making to obtain external funding for support of the instructional program.